Solid Gold Compliance
Transacting client accounts at your discretion – how far can you go without an MDA authority?
Following the GFC and with the advent of FOFA, advisers’ interest in providing MDA services has increased. Many advisers see this as a way to add value to clients and to enable them to provide more control and flexibility in the management of client portfolios.
But in this jargon laden area of our industry, there is considerable confusion about what an MDA actually is, what discretions advisers can exercise without an MDA authority and the compliance implications of providing discretionary management services. This session will:
We hope you can join us online for this Solid Gold Compliance session where, with her usual forthright approach, Claire Wivell Plater will shed some light on this grey area.
How does it work?
Recordings can be viewed twice. You can fast forward, rewind or pause the playback at anytime. If you stop playback this will count as a view.
Online you get to know your students' minds not just their faces.
|© Copyright 2009 Financial Planning Association of Australia|